Dokument – publikt erbjudande, november 2017

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Access to materials you are trying to see is restricted. Please read the following notice carefully before deciding whether to click on the link below to view the information on this webpage. Please note that the disclaimer set out below may be altered or updated. You should read it in full each time you visit the site of Baltic Horizon Fund (the “Fund”).

Access to materials you are trying to see is restricted. Please read the following notice carefully before deciding whether to click on the link below to view the information on this webpage. Please note that the disclaimer set out below may be altered or updated. You should read it in full each time you visit the site of Baltic Horizon Fund (the “Fund”).

Viewing the materials you seek to access may not be lawful in certain jurisdictions. In other jurisdictions, only certain categories of persons may be allowed to view such materials. In particular, unless otherwise determined by Northern Horizon Capital AS (the “NHC”) and permitted by applicable law and regulation, these materials are not meant for release, publication or distribution, in whole or in part, directly or indirectly, in or in the United States, Canada, Hong Kong, Japan, Singapore, South Africa or Australia or elsewhere in which the release, publication or distribution would be unlawful.  . Persons into whose possession this communication or such other information should come are required to inform themselves about and to observe any such restrictions.

The materials on the website do not constitute or form a part of any offer or solicitation to purchase or subscribe for the units of the Fund (the “Securities”) in any jurisdiction or jurisdictions in which such offers or sales are unlawful prior to registration or qualification under the securities laws of any such jurisdiction. In particular, the Securities have not been and will not be registered under the US Securities Act of 1933 (as amended) or under the applicable securities laws of any state of the United States and may not be offered or sold, directly or indirectly, within the United States or to , or for the account of benefit or, United States’ persons. The Securities will not be registered under or offered in compliance with applicable securities laws of any state, province, territory, county or jurisdiction of the United States, Australia, Canada or Japan and thus may not be offered or sold in those territories or to their residents.

In the European Economic Area, these materials are only addressed to, and directed only at, (a) retail or professional investors in Sweden, Estonia, Denmark and Finland , and (b) professional or other types of investors in Latvia, Lithuania, Norway, Germany, Poland, Austria, France, the Netherlands, Cyprus, Portugal, Spain, the United Kingdom, Malta and Luxembourg in accordance with laws implementing Directive 2011/61/EU of the European Parliament and of the Council of 8 June 2011 on Alternative Investment Fund Managers or in reliance on certain exemptions available under the laws of each jurisdiction where the Securities can be marketed to certain investors.

A professional investor is a person included in any of the following groups:

1. entities authorised to participate on the financial markets;

2. large undertakings meeting two of the following three requirements on a company basis:

a. a balance sheet total pursuant to the balance sheet equivalent to not less than EUR 20,000,000;

b. net turnover pursuant to the balance sheet equivalent to not less than EUR 40,000,000;

c. shareholders’ equity pursuant to the balance sheet equivalent to not less than EUR 2,000,000.

3. countries, regions, national and regional authorities, public bodies that manage public debt, central banks and the European Central Bank as well as the European Investment Bank, the World Bank, the International Monetary Fund and other similar international or supranational organisations; and

4. institutional investors other than those included within 1–3 whose main activity is to invest in financial instruments, including undertakings dedicated to the securitising of assets or other financial transactions;

5. other persons not included in any of the groups above, provided the person has requested, in writing, to be treated as a professional client of an investment firm in compliance with Directive 2004/39/EC of the European Parliament and the Council of 21 April 2004 on markets in financial instruments and the national laws implementing the said directive.

In Switzerland, the Securities are marketed only to qualified investors under the Swiss Federal Act on Collective Investment Schemes.

No prospectus has been or will be approved in the United Kingdom in respect of the Securities and there is no public offering of Securities in the United Kingdom. Consequently, only (i) persons who are outside the United Kingdom, (ii) persons who have professional experience in matters relating to investments falling within Article 19(5) of the Financial Services and Markets Act 2000 (Financial Promotion) Order 2005 (the “Order“), (iii) high net worth entities falling within Article 49(2) of the Order and (iv) other persons to who may lawfully access these materials (all such persons together being referred to as “relevant persons“) may access these materials. In addition, in any event only persons who are “qualified investors” pursuant to the Prospectus Directive (2003/71/EC, as amended) may access these materials. Any person who is not a relevant person  is not allowed to access these materials.

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