Public offering October 2020 documents - Baltic Horizon

Public offering October 2020 documents

You can add any HTML here (admin -> Theme Options -> Promo Popup). We suggest you create a static block and put it here using shortcode

 

Important Information

Access to materials you are trying to see is restricted. Please read the following notice carefully before deciding whether to click on the link below to view the information on this webpage. Please note that the disclaimer set out below may be altered or updated. You should read it in full each time you visit the site of Baltic Horizon Fund (the “Fund”).

Access to materials you are trying to see is restricted. Please read the following notice carefully before deciding whether to click on the link below to view the information on this webpage. Please note that the disclaimer set out below may be altered or updated. You should read it in full each time you visit the site of Baltic Horizon Fund (the “Fund”).

Viewing the materials you seek to access may not be lawful in certain jurisdictions. In other jurisdictions, only certain categories of persons may be allowed to view such materials. In particular, unless otherwise determined by Northern Horizon Capital AS (the “NHC”) and permitted by applicable law and regulation, these materials are not meant for release, publication or distribution, in whole or in part, directly or indirectly, in or in the United States, Canada, Hong Kong, Japan, Singapore, South Africa, Australia or New Zealand or elsewhere in which the release, publication or distribution would be unlawful.  Persons into whose possession this communication or such other information should come are required to inform themselves about and to observe any such restrictions.

The materials on the website do not constitute or form a part of any offer or solicitation to purchase or subscribe for the units of the Fund (the “Securities”) in any jurisdiction or jurisdictions in which such offers or sales are unlawful prior to registration or qualification under the securities laws of any such jurisdiction. In particular, the Securities have not been and will not be registered under the U.S. Securities Act of 1933 (as amended) or under the applicable securities laws of any state of the United States and may not be offered or sold, directly or indirectly, within the United States or to, or for the account of benefit or, United States’ persons. The Securities will not be registered under or offered in compliance with applicable securities laws of any state, province, territory, county or jurisdiction of the United States, Australia, Canada or Japan and thus may not be offered or sold in those territories or to their residents.

In the European Economic Area, these materials are only addressed to, and directed only at, (a) retail investors in Estonia and Lithuania and professional and certain other investors in selected European Economic Area jurisdictions. In accordance with laws implementing Directive 2011/61/EU of the European Parliament and of the Council of 8 June 2011 on Alternative Investment Fund Managers or in reliance on certain exemptions available under the laws of each jurisdiction where the Securities can be marketed to certain investors.

A professional investor is a person included in any of the following groups:

  1. entities authorised to operate on the financial markets;
  2. large undertakings meeting two of the following three requirements on a company basis:
  3. a balance sheet total pursuant to the balance sheet equivalent to not less than EUR 20,000,000;
  4. net turnover pursuant to the balance sheet equivalent to not less than EUR 40,000,000;
  5. shareholders’ equity pursuant to the balance sheet equivalent to not less than EUR 2,000,000.
  6. national and regional governments, including public bodies that manage public debt at national or regional level, Central Banks, international and supranational institutions such as the World Bank, the IMF, the ECB, the EIB and other similar international organisations; and
  7. institutional investors other than those included within 1–3 whose main activity is to invest in financial instruments, including entities dedicated to the securitisation of assets or other financing transactions;
  8. other persons not included in any of the groups above, provided the person has requested, in writing, to be treated as a professional client of an investment firm in compliance with Directive 2014/65/EU of the European Parliament and of the Council of 15 May 2014 on markets in financial instruments and amending Directive 2002/92/EC and Directive 2011/61/EU and the national laws implementing the said directive.

In Switzerland, the Securities are marketed only to qualified investors under the Swiss Federal Act on Collective Investment Schemes.

The materials on the website do not constitute an offer of Securities to the public in the United Kingdom. No prospectus has been or will be approved in the United Kingdom in respect of the Securities. Consequently, this communication is directed only at (i) persons having professional experience in matters relating to investments falling within the definition of “investment professionals” falling within Article 19(5) of UK Financial Services and Markets Act 2000 (Financial Promotion) Order 2005 (the Order); or (ii) persons who are high net worth and others as described in Article 49(2)(a) to (d) of the Order; or (iii) persons to whom distributions may otherwise lawfully be made or otherwise in circumstances which do not require publication by the issuer of a prospectus pursuant to section 85(1) of the UK Financial Services and Markets Act 2000. Any person other than the ones described above is not allowed to access these materials.

Any persons who wish to view these materials must first satisfy themselves that they are not subject to any local requirements that prohibit or restrict them from doing so. If you are not permitted to view materials on this webpage or are in any doubt as to whether you are permitted to view these materials, please exit this webpage.

By clicking the “Yes, I agree” button below, you agree and represent that:

– you are not currently located in any jurisdiction where distribution of the information on this website is prohibited or restricted, including the United States, Canada, Australia or Japan; and

– you are a person who is permitted under applicable law and regulation to receive information of the kind contained in these documents; and

– you have read, understand and agree to comply with all of the restrictions set forth above.

If you are unable to give any of the foregoing representations, please click the “No, I do not agree” button below to exit.